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The California Broker Knowledge Hub is the world's premier resource library for Annuity, Life and Health Insurance Brokers. Explore our library of content and resources provided by experts and providers across the insurance industry. These resources include timely, actionable research from California Broker Magazine as well as 3rd-party resources that are designed to be helpful to your organization. For more information on posting content in the Knowledge Hub, please click here.

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Private Equity

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Wednesday, October 30, 2024 STP Investment Services

The Biggest Compliance Traps That You Don’t Even Know Are Happening at Your Firm

In today's regulatory environment, Chief Compliance Officers (CCOs) face significant challenges. From AI adoption to off-channel communications and the complexities of the new Marketing Rule, the risks are real and the costs of non-compliance are steep.

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